# Regulatory Compliance Manager - Asset Management (UAE)

> Capitex · Dubai, United Arab Emirates · — · Posted 2025-11-11

**Workplace:** on_site

## Description

### **Regulatory Compliance Manager – Asset Management (UAE)**

**Location:** Dubai, UAE  
**Experience:** 5–10 years  
**Level:** Manager / Senior Manager  
**Start Date:** Mid-November to Early December  
**Reporting To:** Chief Compliance Officer  
**Sector:** Asset Management (Consulting Engagement)

### **Role Overview**

We are seeking a **Regulatory Compliance Manager** to support one of our **asset management clients** in the UAE. The role involves ensuring adherence to local regulatory frameworks and international compliance standards, while helping enhance governance and control environments across investment management activities.

### **Key Responsibilities**

**Regulatory Compliance**

-   Ensure compliance with UAE regulatory frameworks relevant to **asset management** and fund distribution.
-   Support license-related documentation, submissions, and engagement with local regulators.
-   Act as the key liaison for regulatory approvals, renewals, and compliance queries.
-   Monitor and interpret regulatory developments from the SCA, Central Bank, and other authorities, updating internal policies as required.

**Compliance Framework & Policy Development**

-   Draft and implement comprehensive Compliance Manuals aligned with UAE regulations.
-   Establish and maintain robust **AML/CFT** and **KYC** frameworks in line with UAE law and FATF guidance.
-   Ensure compliance with FATCA, CRS, and Ultimate Beneficial Ownership requirements.
-   Maintain a compliance risk register and oversee compliance monitoring plans.

**Governance & Oversight**

-   Support the design and implementation of a **Distributor Oversight Framework**.
-   Conduct due diligence and ongoing monitoring of third parties involved in fund distribution.
-   Coordinate internal audits and regulatory reporting obligations.
-   Manage the Regulatory Reporting Calendar and ensure timely submissions.

**Training & Awareness**

-   Deliver internal training on compliance, AML/KYC, and regulatory responsibilities.
-   Conduct onboarding and refresher training for business teams and stakeholders.

### **Qualifications & Skills**

-   Bachelor’s degree in Law, Finance, or a related field (postgraduate preferred).
-   Professional certifications such as **CAMS**, **ICA**, or equivalent.
-   Strong understanding of UAE and DIFC regulatory requirements related to **asset management**.
-   Proven experience in **regulatory compliance**, with exposure to **KYC/AML** frameworks.
-   Excellent communication and stakeholder management skills.

## Apply

[Apply at Capitex](https://apply.workable.com/capitex/j/10F744400F/apply)

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