# Chief Operating Officer COO

> Fuku · Hong Kong, Hong Kong · Full-time · Posted 2026-06-09

**Workplace:** on_site

## Description

Chief Operating Officer (COO)  
  
About Our Client:  
\- A leading Chinese securities firm with full financial licenses.  
\- Business scope includes brokerage, investment banking, asset management, institutional investment, and global business.  
\- Location: Hong Kong  
\- Reporting line: Reports to the CEO.  
  
Key Responsibilities:  
  
Operational Strategy & System Building  
\- Execute corporate strategy to develop comprehensive operational plans.  
\- Oversee all middle and back-office operations, including clearing & settlement, fund operation, account management, and operational support for all business segments.  
\- Unify operational standards across the firm.  
  
Process Optimization & SOP Management  
\- Lead reengineering of end-to-end operational processes and standardization of SOPs.  
\- Streamline cross-departmental collaboration and eliminate inefficient procedures.  
\- Establish a closed-loop operational assessment and iteration mechanism to enhance institutional efficiency.  
  
Operational Risk & Compliance Control  
\- Develop and enhance the firm’s operational risk prevention system.  
\- Manage procedural and systematic operational risks.  
\- Ensure strict compliance with domestic and international regulatory requirements.  
\- Achieve zero major operational compliance incidents.  
  
Digital Operational Transformation  
\- Collaborate with fintech and IT teams to drive automation and digital upgrades.  
\- Optimize core trading, settlement, and customer service systems.  
\- Build intelligent operational capabilities.  
  
Team & Cross-departmental Management  
\- Lead the operational team, focusing on team building and talent development.  
\- Coordinate front, middle, and back-office functions to ensure efficient business operations.  
  
Requirements:  
  
Core Background  
\- Strong background in securities operational management.  
\- Systematic experience in middle-back office management across all securities business scenarios.  
\- Preference for candidates with a focus on operational management.  
  
Experience  
\- Minimum 15 years of operational management experience in top securities institutions.  
\- Preference for candidates with COO or Head of Operations experience at leading brokers or international investment banks.  
  
Professional Competence  
\- Demonstrated success in operational system construction, process reengineering, and digital transformation.  
\- Familiarity with CSRC regulations and operational rules of domestic and international capital markets.  
\- Strong operational risk control abilities.  
  
Comprehensive Quality  
\- Strategic vision and excellent cross-departmental coordination and problem-solving skills.  
\- Rigorous mindset, strong resilience under pressure, and C-suite leadership qualities.  
\- Fluency in both Chinese and English.  
  
Education  
\- Bachelor’s degree or above required; Master’s/MBA preferred.  
\- Relevant financial certifications (e.g., FRM) are a plus.

## Apply

[Apply at Fuku](https://apply.workable.com/fuku/j/A38B49385A/apply)

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