# Operations Manager - Securities Operations

> moomoo · Singapore, Singapore · Full-time · Posted 2026-09-02

**Workplace:** on_site

## Description

Moomoo is more than just a global investment and trading platform—we’re a fast-growing force in the wealth-tech space, committed to transforming the way people invest. Since our founding in 2018, we've rapidly expanded across Singapore, Australia, Japan, Canada, and Malaysia, now empowering over **28 million users worldwide**.

In Singapore, Moomoo Financial Singapore Pte. Ltd. is licensed and regulated by the Monetary Authority of Singapore (Licence No. CMS101000). In 2022, we became the **first digital brokerage** to earn all five SGX Group memberships across the securities and derivatives markets—a testament to our dedication to excellence and innovation.

But what truly sets us apart is our mission: to **democratise investing** and make smart, data-driven financial decisions accessible to everyone. We’re here to **level the playing field**—bringing powerful tools, real-time insights, and intuitive technology to empower investors at every stage of their journey.

Joining Moomoo means being part of a purpose-driven team that’s not only reshaping the future of investing—but also **making wealth-building inclusive, informed, and inspiring**. If you're excited about driving impact at the intersection of finance and technology, there's never been a better time to join us.

**Operations Manager – Securities Operations**

**Responsibilities**

Trade Settlement & Processing – Oversight & Governance

-   Review and manage the end-to-end trade settlement process across all asset classes (equities, fixed income, derivatives, funds), ensuring timely, accurate, and risk-controlled execution
-   Act as the escalation point for complex settlement failures, high-value discrepancies, and systemic issues
-   Manage relationships with brokers, custodians, clearing houses, and counterparties, negotiating service improvements and resolving escalated matters
-   Perform the daily reconciliation for trades, positions across internal systems and external custodians/depositories, ensuring completeness and accuracy
-   Review the resolution of significant discrepancies and breaks; establish root cause analysis processes to prevent recurrence
-   Propose and implement governance structures to track unresolved items, ensure timely escalation, and provide management visibility on operational risk exposure

Asset Servicing – Operation Management

-   Ensure the accurate processing of all corporate action events including dividends, interest payments, stock splits, mergers, rights issues, and tender offers
-   Timely Review and approve notifications, election, and processing of corporate action events with zero tolerance for missed deadlines
-   Perform the reconciliation of corporate action entitlements with custodians and fund accountants, implementing exception-based reporting
-   Manage and streamline asset transfer processes, ensuring transactions are completed within stipulated timeframes and client expectations
-   Serve as the senior point of contact for internal and external stakeholders on complex operational inquiries and escalations

Documentation, Reporting & Compliance

-   Establish and maintain a comprehensive documentation framework for all transactions, processes, and operational procedures
-   Ensure robust adherence to internal controls, policies, and standard operating procedures
-   Full compliance with all regulatory requirements and internal policies; act as the operational liaison for regulatory changes impacting settlement and operations
-   Lead or support internal and external audit engagements, ensuring timely provision of documentation, addressing findings, and implementing remediation plans
-   Own the production and delivery of regulatory and management reports, providing insightful commentary and recommendations to senior leadership
-   Lead or contribute to business continuity planning, disaster recovery exercises, and operational resilience initiatives

System & Process Management – Transformation & Innovation

-   Perform and review daily operations across clearing and settlement systems, ensuring system stability, data integrity, and timely processing
-   Identify, prioritize, and lead process improvement and optimization initiatives to enhance operational efficiency, reduce risk, and lower cost
-   Drive and own new product launches, system implementations, and platform migrations from an operations perspective, including UAT coordination and sign-off
-   Champion the adoption of AI Agents, RPA, and workplace automation tools to transform operational workflows, reduce manual intervention, and improve scalability

**Requirements**

**Education**

-   Bachelor’s degree in finance, Accounting, Financial Engineering, Business Administration, or a related field

**Experience, Skills and Knowledge**

-   Minimum 5 years of progressive experience in securities operations, trade settlements, or financial operations
-   Proven experience managing operations across equity, fixed income, and/or derivatives asset classes
-   Strong knowledge of the full trade lifecycle, settlement cycles (T+1, T+2), clearing processes, and market infrastructure (e.g., SWIFT, CCASS, DTC, Euroclear, CSD connectivity)
-   Deep expertise in Asset Servicing functions – corporate actions processing, asset transfer processing, income collection, etc.
-   Comprehensive understanding of financial markets, instruments, and regulatory frameworks (e.g, MAS guidelines, rules and regulations, SGX rules and regulations and other relevant local regulations)
-   Experience managing relationships with custodians, clearing houses, brokers, and external service providers

**Soft Skills**

-   Strong Analytical thinking with the ability to execute the actionable plans
-   Superior communication and stakeholder management skills across all levels
-   Strong attention to detail and accuracy, with robust analytical and problem-solving skills
-   Ability to manage multiple priorities under pressure and meet tight deadlines
-   Proven ability to drive change and influence cross-functional teams

Preferred Qualifications

-   Experience with operational resilience frameworks and business continuity planning
-   Exposure to multi-product, multi-market, multi-currency operations environments
-   Deep knowledge of fintech solutions in post-trade processing and settlement innovation
-   Hands-on experience leading AI Agent, RPA, and automation initiatives in an operations environment

Please note that only short-listed candidates will be contacted.

## Benefits

**Working at Moomoo, you will get**

-   Be a part of the world’s leading digital brokerage firm where growth and career development opportunities are endless.
-   Enjoy a competitive total compensation package that truly values your skills and contributions.
-   Comprehensive insurance coverage for employees and dependents to provide you a peace of mind
-   Fun loving and diverse work environment that hosts various team-bonding programs and company events
-   Business casual work attire everyday
-   **And Much More!**: Discover even more perks and benefits as we take you through the hiring process!

## Apply

[Apply at moomoo](https://apply.workable.com/moomoo/j/F64095FA8D/apply)

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